Privacy Statement for Customers
of Allen C. Ewing & Co.
Allen C. Ewing & Co. is committed
to maintaining the security and confidentiality of personal information
supplied by current and potential customers. Our policy is to protect the
confidentiality of consumer information. Our employees exercise great care
when dealing with personal information from clients, and we have installed
procedures for handling of personal information.
Ewing collects nonpublic personal information about you from the following sources:
Ewing does not disclose and does
not reserve the right to disclose nonpublic
personal information to affiliates or nonaffiliated
third parties, except as permitted by law.
- Information we receive from you on applications or other forms;
- Information about your transactions with us or others; and
- Information we receive from a consumer-reporting agency.
Nonpublic personal information can include:
Allen C. Ewing & Co. restricts
access to your personal and account
information to those employees who need
to know that information to provide products
or services to you, and maintains physical, electronic,
and procedural safeguards to guard your nonpublic personal information.
- Personally identifiable financial, and non-financial information; and
- Any list, description, or other grouping of customers
(including publicly available information pertaining to them)
that is derived using any personally identifiable financial
information that is not publicly available information.
If you decide to close your account(s) or become an inactive
customer, we will adhere to the privacy policies and practices
as described in this notice.
As a consumer, you have the right to instruct
your broker/dealer that personal information not be shared,
subject to certain specific exceptions relating to joint marketing
programs, outsourcing to service providers and legal and regulatory disclosure.
Please feel free to contact us at (904) 354-5573 if you have any questions regarding this notice.